From enquiry to renewal
A process designed to withstand scrutiny.
A transparent, evidence-led workflow with distinct responsibilities, recorded outcomes and an independent recognition decision.
May explain requirements; cannot guarantee an outcome.
Collects and tests evidence against published criteria.
Is made independently from advisory and audit delivery.
Thirteen recorded stages
Every stage has a purpose and an output.
The exact evidence and responsible roles are confirmed in the applicable scheme documents and audit plan.
- 01
Enquiry
Clarify the requested recognition and intended scope.
- Responsibility
- Applicant and assigned assessment team
- Expected output
- Documented enquiry
- 02
Eligibility review
Confirm that the scheme is appropriate and assessable.
- Responsibility
- Applicant and assigned assessment team
- Expected output
- Eligibility outcome
- 03
Application
Record the legal entity, requested scheme and proposed scope.
- Responsibility
- Applicant and assigned assessment team
- Expected output
- Application reference
- 04
Self-assessment
Map current practice and evidence to published criteria.
- Responsibility
- Applicant and assigned assessment team
- Expected output
- Completed evidence map
- 05
Document review
Test whether submitted evidence is complete and auditable.
- Responsibility
- Applicant and assigned assessment team
- Expected output
- Review record and audit focus
- 06
Audit planning
Define sampling, locations, modes, roles and timetable.
- Responsibility
- Applicant and assigned assessment team
- Expected output
- Approved audit plan
- 07
Audit
Test implementation through records, observation and interviews.
- Responsibility
- Applicant and assigned assessment team
- Expected output
- Evidence-based findings
- 08
Findings
Classify strengths, observations and nonconformities.
- Responsibility
- Applicant and assigned assessment team
- Expected output
- Formal findings report
- 09
Corrective actions
Address causes and evidence effective remediation.
- Responsibility
- Applicant and assigned assessment team
- Expected output
- Accepted or outstanding actions
- 10
Independent decision
Separate assessment evidence from the recognition decision.
- Responsibility
- Authorised independent decision maker
- Expected output
- Reasoned decision
- 11
Issuance
Publish the precise scope, status and verification record.
- Responsibility
- Certiqual scheme management
- Expected output
- Public record and certificate
- 12
Monitoring
Check continued compliance and material changes.
- Responsibility
- Certiqual scheme management
- Expected output
- Surveillance outcome
- 13
Renewal
Reassess before validity ends; renewal is never automatic.
- Responsibility
- Certiqual scheme management
- Expected output
- New decision or expiry
Corrective action should connect the unmet requirement to the affected scope, immediate correction, supported cause, changed control and evidence of effectiveness.
Use the corrective-action guidePossible outcomes
The process does not presume approval.
- Approved for the requested or a narrowed scope
- Approved with explicit conditions
- Rejected where criteria are not met
- Withdrawn by the applicant
